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Posts Tagged ‘Gregory Bateson’

Handing the PhD in

 

That’s the instruction I usually have to give to others at the end of their Henley MBA exam, but today it’s something I have to tell myself (at least for a while) as I have just handed in my PhD Thesis to the Registrar at the University of Lancaster. Done. Dusted.

And what an odd feeling it is.

I am proud of the achievement, and thankful that I had time to make the thousands of small edits and still meet my own personal deadline of the end of February. Now I have to focus on being ready to defend my thesis to a panel of examiners in a viva examination in a few months The fact of the viva is both petrifying and  galvanising - something to occupy the mind, certainly. However, not feeling the need to sit in front of a screen for hours and hours a day with notes, papers and books trying to draft and craft a text is, well, weird.

I might even read a book for the fun of it (I brought two with me up to Lancaster – a Penguin paperback of science fiction short stories, and R G Collingwood’s autobiography. The latter title is cheating a bit, of course.)

Oh, but, you know, this feels good!!!

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Here we are at the final post in this series and the last of my grand list of six principles, and thus we are also at the concluding thought on the topic.

The question is, “what’s a metaphor?”

A metaphor is most commonly defined in terms of a literary device, a figure of speech whereby one thing stands in for another. The connection between those two things is deliberately not literal, as meaning is drawn by a comparison and by an underlying truth usefully is conveyed in the juxtaposition. Metaphors are also often thought of as optional, a way of adding colour to conversation. They are a routine device (part and parcel, in fact) in poetry, literature and instances where rhetoric is used to evoke emotion or call to action.  It doesn’t take too much effort to realise that we use analogy, simile and metaphor very frequently (just listen to any news broadcast, for example, and begin counting). In their book “Metaphors we live by” Lakoff and Johnson investigate the ways in which metaphor plays a very large part in our everyday language. Metaphors dominate and shape our discourse on business and management.

One could stop there, at words, but Lakoff and Johnson go on to note that “metaphor is pervasive in everyday life, not just in language but in thought and action. Our ordinary conceptual system, in terms of which we both think and act, is fundamentally metaphorical in nature.” Bateson would perhaps agree to a point, but Metaphor is a paradoxical form of communication found not just in human communication. For example, any instance of “play”, whether among  humans or animals, relies on an intricate, convoluted (to describe) relational series of messages and meta-messages (messages about messages), signals as signals. It would not be play if it only had literal meaning. This is so embedded in communication that we have to tend to miss that para-language, the non-verbal elements of communication such as body language, timing and intonation, is at a higher level to the words we use. The facial expression and intonation of one person as they say the words “I’m going to kill you” to their best mate is what lets the other know whether to laugh or run, and is no different a pattern to the meta-message of the wagging tail on a dog as it bites another and says (so to speak) “let’s play”. Behaviorists have a problem here, as metaphors are not acts or actions. “management”, therefore, is not an action or a behaviour. it is the meaning ascribed to a set of actions and we commit a fallacy if we equate the name with the thing it names. “This is management” (or, if you prefer, “this is leadership”) and  also “this is reflection” are both names for sets of actions, not actions themselves.  ”This is reflection” is a mental frame and it is one with almost infinite meta-levels of regress, endless loops of (mostly unconscious!) context-markers. This is brilliantly demonstrated in Tom Stoppard’s play Rosencrantz and Guildenstern Are Dead, in which Shakespeare’s play-within-the-play is carried at least two further levels down, causing both humour and existential distress for the main characters, for whom reality is a shaky concept.

Framing and reframing might be another way of describing this, and these are now familiar concepts used – often in a flattened, simplified way - in cognitive  and spoken therapy, counselling (NLP being one well-known example) and coaching.   Metaphor is easy to spot and impossible to define, except perhaps in contrast with what it stands against; the literal and the prosaic

The principle in the title is not “use metaphor” but “use the logic of metaphor, so we need to establish what is meant here by the ‘logic’ of metaphor. Bateson used  the term “abduction” to explain this, a form of reasoning originally coined by the American Pragmatist philosopher C. S. Peirce at the turn of the last century. Peirce used abduction as a sort of reasonable inference of predicates in reaching a practical conclusion, which may then be further explored via another form of reasoning. In Bateson’s writings, abductive logic was contrasted with inductive and deductive forms using the three syllogisms below.

"Men are Grass"

Induction, deduction and abduction

The syllogism on the left represents induction – a weak prediction based on regularity of past and present observation, true only until contrary case is found. The centre syllogism is a deduction – the formal, logical necessity of “if X, and if Y, then Z must be so. This form of logic encourages linear hypothesis building and testing and has been very successful in the natural sciences, and occasionally useful in the social ones. The third syllogism is Bateson’s “Men are Grass” and is an abduction, where the agreement is of the predicates (in this case “die”). As with induction, abduction is meant to explore using prediction, but in a non-linear, poetic way. The more predicates one can find (analogies or cases that look similar) the better the pattern and the closer one is to an insight into the pattern of patterns.

This whole question could usefully and playfully be re-phrased (as Gregory Bateson suggested) “what’s a meta for?” If the essence of a metaphor is the playing around with messages from different domains and different levels, is this of any importance or use in management practice? I think it is. Gregory Bateson’s daughter, Mary, in Angels Fear provides one clue how when she writes “one can use an imagined identification with another person to enhance one’s own understanding of an idea or event by asking, how would so-and-so see this?” This is the essence of using dialogue as a way of seeing, as a kind of logic of metaphor in order to gain better self-awareness. In some way, reflection must be about this – a bewildering and dazzling set of possbilites between the internal and the external.

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One of the nice things about having your own blog is that you can choose to do anything you want to — within reason. Whether or not the thing you then choose to do has any merit is, of course, another matter. Today I choose to be an amateur film reviewer (it’s the reviewer that is amateur, not the film, I hasten to add)

Yesterday I attended a special screening in London of the film “an Ecology of Mind“, a documentary about the ideas and philosophy of Gregory Bateson. The filmmaker behind the project is his youngest daughter, Nora, who has been on a tour of various serendipitous locations in various countries, tirelessly presenting and discussing the film, her father, and the legacy of his ideas.

The relative obscurity of Gregory Bateson’s work means that many people will ask “so, what’s this film all about?” Appropriately to its thesis, this question can be answered on more than one level. Compiled by Nora from archive materials and interviews with disciples, friends, fans and family members, the film presents an overview the most important aspects of what must initially strike those who limit their reading of Bateson’s work as a very confusing career. The joy of his ideas, set down with precision and care, emerges only with repeated reading, plus (and this is crucial) an accumulation of the breadth of his output spanning decades and disciplines. You’ve got to follow him the whole way in order to “get it”, but once you do it’s really all very simple: our task is to understand the elegance and beauty of the underlying pattern that connects. There is a corollary to this which is also quite important – and that is that our various means of slicing up, analysing and explaining the wholes that make up our world are 1) completely arbitrary (though often helpful) and 2) never the thing that they are trying to explain.

The venue was an old cinema in the University of Westminster building in Regent Street in London, which, stripped of permanent seating and laid out with standard-issue university seating,  had the feel of a school assembly. Nora spoke to introduce the film and spoke of her reasons for making it. This is a film about unending processes of learning and enquiry, and about the patterns of relationship that link all living systems. As a documentary it has many themes. On one level, it’s about the connection between father and daughter, about memory and the passing on from one generation to another of a curiosity about and love for learning, the natural world and the ways we have for making sense (and nonsense) of it. Equally, it’s about the development of a way of seeing the world around us and about equipping oneself to think rigorously about all of this stuff.

But Nora’s film definitely begins and ends in the very personal world of the relationship between father and daughter. Theirs is the dialogue that we open and close with snippets of. In particular, the closing exchange feels very poignant, and anyone who has read much of Bateson’s work will find echoes of his metalogues. Bateson was an explorer of ideas and also, it turns out, a very warm and loving teacher. But as befits its subject matter, there are things going on in this narrative on at several levels. The family portrait (and likeness) is also a device chosen to present a series of chapters in the film. One by one, each theme is signalled by an animation of Gregory and Nora walking hand in hand. These are expanded on and supported by interviews with others who have learnt from his ideas or who have been influential in their development. But the best moments are the archive sections which show Gregory at work, at play and at ease.  I especially enjoyed these clips of Bateson speaking, mostly in later life, sometimes in informal home movies, sometimes in hardly less informal lectures or classrooms. One of the best is a quote, where Bateson, evidently giving his interlocutor a summary of his career, recounts this list  “biology, into anthropology, into systems of ideas, into pathologies of systems of ideas, into ideas of how we all live together, and ‘we all’ means the plants and animals as well as you and me.”

I often feel that there is a ladder of understanding that you have to work up to “get” Bateson, and you can’t just skip to the top – not if you really want to escape the error of applying a theory of ideas and relationships to a world of concrete ‘things’. 

In fact, throughout the film there are reminders that very frequently we are asking the wrong question, that our whole outlook is based on error, and such types of error that we display in our thinking can have catastrophic consequences. This may the unifying reason why so many have welcomed the film and the chance to discuss Bateson’s work and its meaning for them.

Read at the level of biography, ‘An Ecology of Mind’ works well enough. Reading between the lines, though, is what will lead the viewer to begin to ask themselves the same questions that puzzled Bateson himself, and from that you then have to start reading some serious works. Don’t be deterred either by what others think or by your initial confusion – the effort really is worth it. You will not only learn something, you will learn something about what it means to learn something.

An Ecology of Mind is not yet available to buy on DVD in the United Kingdom, but can be purchased on the German Amazon web site.

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Another set of thoughts prompted by a chapter in “A Sacred Unity” by Bateson, this time it’s “Men Are Grass: Metaphor and the World of Mental Process”, which is the transcript of a talk he gave (or broadcast, since he was too frail to attend in person) at an event in 1980, the year of his death.

The talk revolved around two themes (one general, the other specific) that were occupying him at the time: the direction of his life and work, and the limits of mechanical and material forms of language in explaining biological process.

Notes

1. The language of description is a language of materialism. It is incredibly difficult to ditch this, though in order to understand the processes that explain Reflection, we may have to. Or try, at least, for inevitably we may fail.

2. Ideas are not “things”.  They have zero mass, zero energy, zero dimensions. There are no “things” inside ideas, only ideas of things. Bateson writes “This lands you in a world which is totally strange. I find myself running screaming from its contemplation, and essentially running back to a world of materialism, which seems to be what everyone else does, limited only by their amount of discipline.” (p. 237)

3. The retreat to the world of a language of “things” creates a division that is, in one sense, not a real one. The split between “mind” and “matter” is a good example. So when we describe Reflection as a mental process we have to careful because the langauge of science (even social science) will want us to draw explanations of cause and effect that assume linearity.

4.  The “Barbara” syllogism

Men Die / Socrates is a man. / Socrates will die.

requires that there be such a “thing” as the invention of the concept of a subject (e.g. Socrates) in order for the logic of the proposition to mean anything. These were not invented until about 100,00 years ago, says Bateson, and though it may look like the only way of making sense, this logic cannot be the logic of the vast period of natural history and biological process. In the Socrates syllogism,  it’s equality membership of a class or set that is crucial. To many, the alternative equality, that of predicates which the Grass syllogism (Grass Dies / Men die. / Men are grass. ) uses is simply wrong and very much to be avoided in explaining anything except, perhaps, poetry, art, humour, games, fantasy, dreams and (controversially) mental conditions such as schizophrenia. For Bateson, this was, partly, we all have such a problem, as it cuts us off from a greater understanding of the mystery of natural process in living things.

5. According to Bateson that process got along just fine, messages were understood, and our best shot at understanding this is by the metaphor summed up in the Grass syllogism. We are quite used to the “idea” of metaphor as expressed consciously and linguistically, but for humans the questions may be “can metaphor also be unconscious or subconscious?” In fact, is this how metaphor operates, and if it is then what is the consequence for us in practice (or in research)?

Metaphor becomes the “organizing glue of this world of mental process” (p 241).

Reference:

Bateson, G. (1991) “Men are Grass: Metaphor and the World of Mental Process”, in “A Sacred Unity: further steps to an ecology of mind.” A Cornelia and Michael Bessie Book, pp 235 -242

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I wanted use this blog posting to draw out some lessons from one of Gregory Bateson’s essays. This may not interest anyone reading this. On the other hand, if you’re curious why anyone would want to try to make sense of Bateson’s work  (I have my own PhD related reasons), you may find this helps foster your own thoughts.

The essay in question is in “A Sacred Unity: further steps to an Ecology of Mind“, a second anthology of his various (and incredible) range of writing over many years, which was published in 1991. In the section of the book titled ‘Form and Pattern in Anthropology’ is the essay “Naven: Epilogue 1958″.

Naven was a book Bateson originally published, as a cultural anthropologist, in 1936 and which was based on his  earlier field work in New Guinea. On one level, Naven (the title names a complex ceremony of tribal bonding) constituted the results of an observational study of aspects of the kinship system of the Iatmul tribe, symmetrical and complementary schismogenesis of roles and behaviours among particular family roles. The 1936 publication included an Epilogue, a sort of reflection on his findings. The 1958 edition contained a further Epilogue which critiques and re-evaluates the earlier work and places the two kinds of schismogenesis in one balancing system (and this thought was undoubtedly influnced by the interest at that time in cybernetics and systems theory), but more importantly it is an essay into the limitations of methods of inquiry and of explanation.

These are the things I take from the 1958 Epilogue (bearing in mind that these ideas continued to be developed for a further thirty years or so):

1. “All science is an attempt to cover with explanatory devices”, a game to see how rigorously the scientist can stretch explanation to cover “the vast darkness” of the subject at hand.

2. Aside from the subject under scrutiny, science is also about learning about the process of knowing. In other words, it is about explaining epistemology, or how we know.

3. Explanation is about the fitting together of data.

4. In Bateson’s epistemology, the fitting together of data is subject to logical levels of abstraction. Raw data are always one level removed from the “world as it is”, and the re-arrangement by the researcher of that data in order to make sense of it is on a level of abstraction higher  than the data itself. If the data is the picture of the world, then research is rather like trying to put together the pieces of a jigsaw puzzle. Further, the self-reflexive discussion of the procedures of knowing used by the researcher (that which justifies why the activity of putting together a jigsaw has any meaning at all) is itself on another level of abstraction again.

5. The labels that scientists give to explanations are just that, labels, and should not be confused with the things those labels describe. The terms used in the conclusions drawn by the researcher refer to the way that the ‘jigsaw puzzle’ has been arranged, not to what’s in the picture. 

6. In social science, explanation (theory) is recursive. Failure to discriminate between these various levels is thus cause for confusion and error.

7. Ideas are not things and words such as “learning” and “teaching” are not in themselves explanations for anything. (This may be why so many companies find it impossible to measure the effectiveness of HR training?)

8.  If we do not resist the temptation to reify them, then a lot of the theories, models, frameworks, classifications and typologies that are used in learning are simply “heuristic fallacies” when it comes to explanation.  This is a valid criticism of, for example, anyone using the Myers-Briggs Type-Indicator as an explanatory principle for behaviour or personality. This would be to confuse the device for description with the thing it describes, though the tendency to do this is very strong.

9. The study of learning and of change is actually the study of explanation not of things but of relationship between things. If learning and change are formally analogous in more areas than just social science, the value of studying what “knowing” means becomes much important for managers, since we may end up being able to explain much more.

10. We tend to think of learning as having a purpose. The idea whether change is directional and that the end of a process is its purpose (and also an explanation of the process that preceded it) is one that has occupied philosophical thought for millennia. But the explanation of the process in a system always lies outside that system (to paraphrase Einstein, we cannot solve our problems with the same thinking we used when we created them). 

11. In social research the reason why this is hard to demonstrate is the capacity that human individuals have to conceptualise the system that they are an intrinsic part of. This conceptualisation (or double hermeneutic?), while also making humans prone to error in logical typing, means humans agents can consciously make changes in the variables within a system in order to retain permanence and stability. At a higher logical level, however, there is learning going on about the (observed) parameters which are the boundaries of that system.

12. A categorisation of that set of behaviours and utterances (communication) that we class as “Reflection” is not an explanation of what reflection is.  ”Reflection” is of a higher logical type than, say, “experience”, “ambiguity” or “dialogue” (or any one of a myriad of behaviours and utterances). As long as we know this, we will not become confused (or, not so easily) and we will not fall into the trap of “the fallacy of misplaced concreteness” in our mapping of data.

13. What you describe, what you see, as a researcher is defined by the choices you make, and by rigour in coding at higher levels as well as lower ones. Alternative descriptions are possible where they are of the same logical type. Human learning, in this sense, might be just as interchangeably, defensibly and unsatisfactorily described by Kolb’s learning cycle as by Jung’s archetypes. The fact of context in human learning, however, is necessarily more than the individual, and cannot be explained by individualistic and atomistic theories.

14. Research into human learning often focuses on examining storied selves. This is fine, and constitutes a description of the self. But care is needed to avoid assuming, first, that these stories ‘exist’ outside their telling and, second, that simply  in their telling there will be a change of the order which we may label “Reflection” (i.e. learning, of the sort which changes the parameters of the self).

***********************

Reference:

Bateson, G. (1958) Naven, a Survey of the Problems Suggested by a Composite Picture of the Culture of a New Guinea Tribe Drawn from Three Points of View. Stanford: Stanford University Press.

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In one of the Personal Development workshops I run we spend some time discussing a quotation from Henry Mintzberg’s 2004 book “Managers, not MBAs”, in which a criticism of business schools is raised. The quote is:

“Conventional MBA classrooms over-emphasise the science of management, while ignoring its art and denigrating its craft.”

I use this quotation to foster a discussion in the room on the “science”, “craft” and “art”, what they are and – importantly - in what ways are they different from each other. Of the three, the most interesting and, to my mind, most important is the art of management.  The science and the craft of management seem to have a logic that most managers can get to grips with, but what is the logic of the art of management? Does it have one? Does it matter?

It matters, I think, because it’s only the art of management that can connect to the purpose of business. The purpose of business is not such a simple question as, unless you subscribe to the empty notion that the purpose of business is only the production of profit or – worse – the circular notion that the purpose of business is the continuation of business, it tends to touch on systems of values (moral ones, not financial ones). The purpose of business must address the “why”, not the “how” or the “what”. The why is a matter of values. Values do not translate too well in the literal logic of science, but can find expression in the logic of metaphor. By the logic of metaphor I mean understanding how the following syllogism makes sense:

Men  die/grass dies/Men are grass.

This is Gregory Bateson’s syllogism in grass, and although it appears to make no logical sense it actually demonstrates how we think much of the time, and certainly how we communicate one thing by referring to another. By linking the object “dies”, and not the subject(s) we reveal a truth which is not part of the “logic of logic” but which is nevertheless extremely profound since it reveals something about the nature of the way that the world is relational.  It might help to think of this example:

The Coca-Cola corporation has individual rights under law/Citizens have individual rights under law/The Coca Cola corporation is a citizen.

This is not a simile (it doesn’t say that the Coca-Cola Corp is like a citizen), it is working at another level, one that says something about our concept of the idea of Coke and the idea of the citizen, and this could explain much about why that organisation does the things it does.

The confusion this can cause is the source of meaning in art, in drama, in poetry, in play/games, and in humour.  For example, the premise behind the film “Being There”, starring Peter Sellers, also relies on the logic of metaphor for its power as a piece of drama.

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