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Archive for the ‘My PhD and related things’ Category

With just a few days to go, I’ve been making some notes on the argument. Here is one of them, about the process of getting from data to theory…

Reflection as an entity and our perception of it are both “occasions of experience”*. All occasions of experience have a temporal and historical duration and so are portions not wholes. The entity of reflection is, therefore, a part; a fragment in a much bigger picture. Because that big picture is a unified whole it cannot be reported in an analysis of a part.

In many examples of social science research it is only occasions of experience that are considered suitable as units of analysis, but this invites conclusions from fragmented description and it creates – as a minimum – a division between observed and the observer. This might be unavoidable, or avoidable only with considerable artistry, but the researcher’s decisions on where the boundaries are and where the description of an entity starts and stops is always an arbitrary one. Reading too much into our analyses is highly risky since that sort of understanding is inevitably limited by and to our capacity to observe. The occasion of experience, in all its subtlety and complexity, is never fully capturable in an epistemic model built to analyse the parts. In themselves, these occasions of experience aren’t ‘things’ but patterns of inseperable relationships.

I think it is essentially my thesis that something of the nature of these patterns of relationships that are about the wider story can, however, be inferred.

(*after C H Waddington)

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Now that there is nothing material that I can do to the thesis – it just has to do its own work for a bit – I have been noticing how my thoughts explore areas of more practical application of some of the concepts, ideas and conclusions it contains.

One of these is the question as to why reflection in Personal Development should be more, not less, important as we get older.

If it is true, as Jung believed, that the purpose of the second half of life is to make sense of the first, well then that could be one explanation. And then it occurred to me that a function of the difference between decisions made lower in an organisation (typically) and those made much higher up is connected to reversibility. If organisations follow the same organismic logic of complex living systems, biologies, ecologies and so forth (that is, systems where there are complex circuits of flows of information), then this would make sense. At the bottom, it may be more than inadvisable to make decisions that result in irreversible changes, it may be impossible (i.e. the structure of the organisation will forbid it). At the top, reversible changes may be possible, but would be redundant and energy inefficient (or would be indistinguishable to lower level, adaptive changes).

In Batesonian terms this lower level decision-making is analogous to somatic change, which is like, for example, the body’s ability to regulate and adapt skin tone in reaction to sunlight, or its breathing in acclimatisation to altitude. These are changes, but the not of a parameter at a higher level. At higher, or senior levels, permanent change is much more difficult and much riskier because it could represent a loss of flexibility at a lower level. Like a lot of these meandering thoughts, I am sure it needs development, but it does feel like a significant idea.

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Handing the PhD in

 

That’s the instruction I usually have to give to others at the end of their Henley MBA exam, but today it’s something I have to tell myself (at least for a while) as I have just handed in my PhD Thesis to the Registrar at the University of Lancaster. Done. Dusted.

And what an odd feeling it is.

I am proud of the achievement, and thankful that I had time to make the thousands of small edits and still meet my own personal deadline of the end of February. Now I have to focus on being ready to defend my thesis to a panel of examiners in a viva examination in a few months The fact of the viva is both petrifying and  galvanising - something to occupy the mind, certainly. However, not feeling the need to sit in front of a screen for hours and hours a day with notes, papers and books trying to draft and craft a text is, well, weird.

I might even read a book for the fun of it (I brought two with me up to Lancaster – a Penguin paperback of science fiction short stories, and R G Collingwood’s autobiography. The latter title is cheating a bit, of course.)

Oh, but, you know, this feels good!!!

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The title of this post is explained at the end, so read on to find out – or skip to the bottom.

After a sprint through several Personal Development workshops in January, both at Henley and in several European countries, it’s perhaps time for a breather to see what needs to be noticed. A while ago I might have just said “time to reflect”, as a lot us do, as if the act of reflection was somehow predicated on a deliberate switch from one mode or model of thinking to another. I’m now no longer sure this is a helpful way to look at it. And even less sure that it’s truly accurate. I’m using some of this post as a space for ideas to work themselves around each other, and so want to ask whether there are any things to do with reflection about which one can be sure. The short list below covers some of what has been occurring to me lately:

1. It struck me the other day that the senses are not five in number but actually one, in sum. Our demarcation of one sense from another in perception is artificial. This makes perfect sense to me, though I think the idea would need expansion to convince anyone else. This means that reflection, like all perception, is actually a systemic process, not a systematic one. Unless we understand how systems work, we will never understand the function that reflection has in our learning. I think that the ideas of many of the seminal originators of reflection, in their own ways acknowledge this. But those complex ideas tend to become worn smooth over time by constant reproduction, reinterpretation and simplification by others.

2. What we call reflection is just our punctuation of what is actually a constant flow of experience. We can’t easily prevent ourselves doing this since we hold very dearly to the idea that conscious purpose is, to borrow Sellar and Yeatman’s memorable phrase, “a good thing”. The need to know “to what end?” drives many different varieties of and purposes for reflection, but in every case the process we use is much the same. While helpful in the short-term and therefore essential in formal learning among adults, ultimately our attachment to and affection for conscious purpose in reflection may be counter-productive and in error (right now, this is just a hunch!).

3. Two common denominators seem to anchor everyone’s experience of reflection. The first is that it involves some form of noticing a difference, and the second is that the difference noticed will relate in some way to “unfinished business”. I hope I will be able to expand on this (even explain it…) in future blog postings.

So, that’s my current bedside thinking and my rehearsal of big ideas. The workshops this month have been really fantastic to run. They have, I think, really hit the spot with their place in the curriculum, and are in tune with the collective experience of the intakes at that point. I think this makes all the difference. There are just some things that would be pointless to say at the start (unless one was planning to dump an “I told you so” on people later) but which are liberating to play with later on. For example, I’m glad we don’t start the MBA with lots of goal setting, but with a challenge to how people behave, think and see themselves. If you don’t get that bit right, then the planning would probably resemble the shape of the past, not the future. Also, talking about what “career” means doesn’t make much sense too early in the MBA. Generally, people who are in mid-career don’t need to make any decisions about career steps and goals until they have a certain vocabulary, fluency and confidence which is attained through hard work by about the mid-point. That is actually when career things tend to happen anyway. So I’m glad that the thoughtful approach seems to be paying off. Still, there are always ways in which this could be better, and I’m aware that there is more that is needed in order for the MBA experience to be something remarkable.

This month I was also able to start playing with application of ideas and thinking from the PhD for the first time. This is to a group which was less restricted than in the context of the MBA, and therefore a good challenge because that particular audience was not a captive one (the venue, Gam3 in Copenhagen was unusual too, and it’s worth checking out their web site to see why).

It went pretty much as I had hoped, though I talked more than I let them talk. I was left also wondering whether I could do such a thing without having PowerPoint blazing away in the background. I do try to use it as a graphic guide or creative prompt, and not as just a horribly magnified set of speaker notes, but even so. The best speakers on TED seem to be the ones who just, well, speak, and who hold the audience with the power of imagination and the eloquence of their choice of words. Have I become so entrenched in believing that “it is done this way” (and the PD workshops are no different – the tyranny of the slide pack is also part of the expectation of the group) that I may be missing something here…?

So, the title of this blog is my understanding of the Laws of Jante (10 rules set out originally in the 1930s in a novel by Aksel Sandemose), which amount to a cultural explanation of the collective attitude in Danish society toward the delicate relationship between the individual success and the group identity. “You’re not to think you are anything special” is the first of these, and they are deliberately written in a rather negative overtone. I don’t think this is the same as the English sentiment of not “acting above your station” because that’s an affirmation of a society with rigid class divides and appropriate behaviours at each level. The Danes are very protective, it seems, of everyone’s right to object to the idea of anyone else telling them what to think or behaving as if they were better than anyone else. I’m not sure if this means they like to “cut people down to size” who are “too big for their boots” (see how metaphor gets us from one idea to another without Passing Go…).

Anyway, I quite liked the atmosphere in Copenhagen, so they must be doing something right.

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Here’s a challenge. Isn’t “sustainable growth”, one of those ideas that gets bandied about by economic specialists as well as by mission statement writers, an oxymoron? In a finite world where ever-increasing growth consumes ever-decreasing non-renewable resources how can growth be a sustainable concept? It makes no sense on a global scale, and little sense (other than in the very short and greedy term) at the level of the firm. And yet the government would have Higher Education adopt this sort of thinking in its own thinking.

I do wonder what definition of sustainable, for example, the UK government has in mind when it comes out with policies that are meant to influence what goes on in Higher Education. One example comes via the Dept for Business and Innovation & Skills (see, here for an example connected with Higher Education, but there are others). I’m guessing that they mean sustainable simply as a qualifier for “growth”.  This must seem logical to the legislators, but it also means that their policy is – logically – doomed. Or am I missing something?

Perhaps the problem lies with our way of thinking.

When people are figuring things out in a learning space, it has become generally accepted over the last 100 years that there are three methods that may be used, whether the learners know it or not, to reach explanation. The three methods are induction, deduction and abduction (retroduction).

Learning without knowledge of the form of inference that is being presupposed (and one must assume that this may be very commonly the case, even among humans) is probably only possible with either induction and abduction. But even if the learners are made aware of the logic of their thinking mechanisms, is there any guarantee that it would change the outcome?

It’s an interesting side question as to whether we can learn something without being aware that we are learning it but without much doubt I’d say that when we are aware that we are learning, it is in the deductive form of thinking where we spend most of our time. This shouldn’t be a surprise. Deductive thinking has been at the heart of the scientific method for two hundred years, and has served as a useful short-cut in the natural sciences to a system of the ‘eternal verities’ or laws of physics, mathematics etc. and it is therefore deduction that we now consider to be the higher form of sense-making. A deduction is a logical prediction or inference, based on the necessary truth of a general covering rule, about a specific case in point.   It relies, usually, for its utility on there being enough general agreement about the covering rule for us to take its premises for granted (otherwise it would be a rather tedious process of inductive trial and error every time to establish each time the general rule – which, in any case, we could never do since induction proves nothing about future cases).

Deduction rules the roost, and has been adopted just as rigorously (unless you subscribe to an extreme form of inductive method, such as Grounded Theory) in Social Science. But…. deduction begins to come apart as a useful way of explaining things  if either the grounds for the covering rule or the case in question have not been established in accordance with reality. The logic of deduction will operate and compute in either case -  we’re just no better off than we were before. In fact, we may be much worse off since it may hurt…

The other day I was in a medium-size Tesco, located near a ring-road of a medium-size English city. I know that the company has invested a lot in its image as an environmentally concerned business, eager to cut its impact in terms of how it carries out its ever-increasing) business activities. Their web site has several clearly worded statements about this sort of thing and I must leave aside for a moment whether the drive for perpetual growth is must eventually end up destroy the environment since, for all I know, they may well be genuine in this desire to be able to compete in the “green business” space. That green space has a whole set of rules of its own, and none of the players in that space are either completely independent or completely aware of what those rules are.

However, what struck me walking around the store, was the emphasis Tesco had placed in just about all their choices on offers for consumer products that either encouraged waste (i.e. buying more than you would need because, well, you’d be stupid not to at those prices) or targeted foodstuffs that represented comparatively poor nutrition  choices, the effects of which our health service will eventually end up paying for years down the line. It seems to me that the logic of “All tactics that encourage profit-making and growth are positive and ethical”, followed by “All other things being equal, consumers will tend to buy more foodstuffs that are convenient to consume, high in sugar, or high in salt.

Well, I’m not sure how I got from one topic to another in this posting, but sometimes it’s healthy to rant. Somewhere in here is a suspicion of whatever logic it is we are using to justify the unquestioning approach to size in business. If you can find it.

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With so much written about systems thinking in management and leadership over the last twenty years or so, people may feel that this principle is bordering on the cliché. “The whole is greater than the sum of its parts” is now almost a truism, and certainly the language of systemic thinking has been increasingly and uncontroversially used in discussions of Organisational Development, in certain views on Leadership, and in one guise or another in operations and production management for at least two decades, if not more.

I would argue, though, that this apparent application has been more one of vocabulary than of fundamental principles. What’s more, the appetite for the topic of complexity has frequently been faddish, second-hand and poorly thought-through; a handy bandwagon for those with a book to sell, a seminar to fill or a paper to publish. This is not a rant; it has always been so and probably (sadly) always will be. So let me explain how I think that a systemic view is essential to the nature of Reflection, Personal Development and for management practice, and in doing so argue that this is still a fairly radical, exciting idea.  

Thus, the fourth PD principle, and one which (I trust) follows logically from the first three, is “Practice Awareness of the whole, not the parts.”

Since the 1980s, the predominant interpretation of reflective learning in management has been via an analytic approach, of what many would call ’the scientific method’ of measuring cause and effect, just redressed in the clothes of humanism. This is not new, nor is it always the useless thing to do. It is, in fact, the defining pattern of thought from Renaissance times to the present day, a process characterised by Russell Ackoff as a three step process of analysis;

1) take it apart,

2) try to understand what the parts do, and

3) assemble understanding of the parts into an understanding of the whole.

In modern business education it is the same – management is broken down into its parts because the assumption is that knowledge of the parts taken separately allows integration into an understanding of the whole.  Analysis permeates corporations, which are divided into parts, which are then aggregated into the running of the whole – an analytical process.  Business Schools also have curricula separated into parts, which vie with one another in silos of analysis, which occasionally leads to academics vigorously defending the grounds for their view, their models and their theories entirely in relation to the views, models and theories of other competing domains. People, too, are units for and of analysis. Their personalities, traits and characteristics can be measured, their roles assessed and their actions studied in isolation to see how they work.

By contrast, in systems thinking every system is contained in and defined by its function in a larger system. Explanations always lie outside the system, never inside it.  Where analysis takes you inside the system, synthetic thinking contrasts the three analytical steps by:

1) asking “what is this a part of?”,

2) then explaining  the behaviour of the containing whole, and finally

3) disaggregating understanding of the containing whole by explaining the role or function of what I’m trying to explain.

We tend to think of ourselves as individuals, more or less free agents operating more or less effectively, making conscious choices alongside others who are (more or less) in a similar situation of individual free-will and choice. In Personal Development, a systemic approach means setting aside, at least temporarily, certain parts of our training, thinking, or education. Where problems just seem to be repeating themselves, or a more piecemeal approach to change doesn’t resolve things, or the issue just isn’t clear, seeing PD from a systemic point of view can very liberating, with surprisingly rapid insights and results.

Elsewhere in this blog I have posted about systemic coaching, and I have come to the conclusion the basic principles underlying this approach work equally well when applied to Personal and Professional systems. This is easy to say and difficult to talk about since the dynamics that work within a system are best understood when experienced (phenomenologically) yourself.  The invisible ordering forces of a system or whole which are listed below (and the descriptors) are taken from John Whittington’s excellent new book on Systemic Coaching & Constellations:

Acknowledgement (this is the first principle of PD in my list, and here refers to “standing in the truth of the current situation”)

Time (“what comes first has a natural precedence over what follows”)

Place (“everyone, and everything, has a right to a different but unique ad respected place in the system”)

Exchange (“a dynamic balance of giving and receiving is required in systems”)

Seeing the order from the outside…?

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A couple in dialogue with nature in a rainforest pool in northern Queensland.

I’m fond of telling anyone who’ll listen not only that reflection is at the heart of Personal Development,  but also that “introspection is necessary but not sufficient” for reflection. This second assertion is prompted by observation and supported by deduction.

The observation is of the shyness exhibited by most MBAs when it comes to sharing thoughts and feelings with others in a learning context. Hardened managers who would not hesitate to chip (or butt) in with their views when it comes to business decisions turn deafeningly silent when it comes to surfacing assumptions about themselves in a collective setting. This silent tendency is even more pronounced, if that’s the right word, when the sharing requires those thoughts to be expressed in writing. This is despite an intellectual acceptance of three ideas; that telling others helps reveal our thinking to ourselves, that listening to others somehow provides a boundary and shape for our own thoughts, and that the process of writing (especially for publication to an audience) is a distillation and perhaps a transformation of our thoughts (when we speak we do not use exactly the same language structure as when we write). Anecdotally, when you have a situation where trust has been established between managers who are all committed to learning, the efficacy of dialogue for PD is very often apparent, with rapid results.

Nevertheless, these observations cannot easily explain why dialogue is a principle of PD. That explanation comes from a deduction, itself following on from the second principle (which spoke of the concept of difference), of what must necessarily be going on in dialogue, intrinsic to reflection and therefore part of the Personal Development process.

Whenever a second view or reference point is made available, and difference created, a new level is not just a possiblity but a logical necessity. Gregory Bateson used the example of binocular vision to illustrate this. On its own, each of our eyes is sensitive to information or sense data. But a single eye cannot see distance; this facility is a property of the information processed from both eyes. However, the fact that we can perceive depth in three dimensions is not simply a matter of addition. Binocular vision is at a logical level hierarchically above the levels represented by what each eye “sees” on its own. As Bateson pointed out, this is a sort of multiplication, “[in] principle, extra “depth” in some metaphoric sense is to be expected whenever the information for the two descriptions is differently collected or differently coded.” (Bateson, 1979: 70).

So it may be said that dialogue in reflection results in a depth not present in either person’s thoughts on their own. A ‘conversation’ is an idea one level removed from the individual sets of utterances that make it up. A dialogue is, then, a double description which is the relationship between components (remember that a relationship or difference between things is not a property of those things and has zero dimensions) and when we engage in a dialogue what results is a viewpoint that we could not have seen only from our introspection. At least, deductively, this is what out to be so and what we may then investigate.

The 1st principle

The 2nd principle

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The first principle of Personal Development that was outlined in an earlier post was “acknowledge, without judgement, things as they are.”

Although not in itself sufficient for PD, this is certainly a necessary pre-requisite mental attitude; a stance of genuine curiosity about (and a conceptual uncoupling from) things. It turns out that we are already in trouble when we assert that there such things as “things”, but until now we have had little choice because the English language tends to be steadfastly material in its assumptions of the world. The world of difference, however, is notable for being immaterial.

So the second principle of Personal Development is an invitation to understand and then actively look for ‘difference’. This idea is perhaps the most elemental in Gregory Bateson’s relational view of the world and one that I have blogged about several times over the years. However, as a very brief resume, in a world of almost limitless potential bits of information which our senses detect, a difference is that bit of information that makes a difference. In other words it is an “elemental idea” whereby we become aware of the boundaries between one thing and another thing. In noting difference we must make some of sort comparison, but our comparison literally carries no weight, occupies no space, and is non-dimensional. A difference, in short, is a no-thing. Crucially, it is also not a property of any of the things we are comparing. Bateson went on to note that differences travel in recursive circuits of cause and effect in systems, and that they are transformed successively over time and are at the heart of what make living systems different, so to speak, from non-living ones.

But what does this have to do with PD and what does it mean in practice?

1. Without the relationship between ‘that which is’ and ‘that which is not’ it would be impossible to have any notion of ”things as they are”, the first PD principle. 

2. Meaning is achieved by the ever-present question ”compared to what?” (a question that is almost always an implicit or unconscious one).

3. Every notion implies its opposite, its negation.

4. Development implies learning, learning implies change of one sort or another, and change implies some sort of novelty which would be impossible if the world were a closed system.

An example, perhaps. I recently found out that I have had a development paper accepted to a management conference in September. The paper’s purpose is just to stimulate discussion, in  contribution to a given subject area (in this case ‘knowledge and learning’) and partly in order to give me some developmental feedback in peer review. The acceptance process involved some blind peer reviews, which I got to see. Two of the reviews were largely positive and quite supportive, but the third was a lot more critical. My first reaction was to accept the compliments and look for comforting support from their gentle suggestions for improvement. I dismissed the less complimentary review as being irrelevant, its author too far from my position to be of any use to me. On reflection it may be that the reviewer I didn’t  agree with that will help me understand my own thinking for what it is as it exposes it to its antithesis.  My job is first to note that this is the situation (acknowledge it) and note too how I feel about it, and then get curious about how such a different view clarifies my thinking. To to that, I’d need to understand that alternative argument.

In summary, in their daily working lives managers constantly (if unknowingly) make sense of what’s going on by embracing or ignoring the concept of difference and the world is an open system which operates according to an underlying pattern (or law?), regardless of our awareness of this being the case. Incidentally, because it is a property of the relationship between things and not of things themselves, the nature of “difference” is a very curious one to explore. In short, the difference between one thing and another is at a higher logical level than either of the things themselves. Bateson spent much of his life playing with the consequence of this, i.e. that ideas operate in a pattern, a hierarchy of  logical levels which are immanent in social structures and systems.

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This post details the first of my Six Principles of Personal Development that every manager should know, which is:

1. Acknowledge things, without judgement, as they are

You are exactly where you have chosen to be.

Through many years of working with (pretty experienced) managers, mostly on MBA programmes, I am convinced that this is the most fundamental PD principle of them all. My conviction stems from the observation of  both how (for all sorts of good reasons) un-self-aware many mid-career managers are, and of how radical the “ah-ha” can be when they wake up.

This principle asks just that you acknowledge the truth of your own present, of where you are, of who you are and how you are. That’s all, no opinions on whether or how you construe the past and the future. And what’s more to do all of this with a challenging and genuinely curious frame of mind, without prejudice or censorship.

Some people are driven to Management Education and development by their sense of being “trapped” in their past. Others are obsessed by something in the future that, necessarily, must always appear just beyond their reach. They seem always to be in pursuit of something they don’t have. The symptons of this malaise are beautifully and poetically illustrated in the following Tom Waits lyrics, from his song ‘Foreign Affair’ :

‘most vagabonds I knowed don’t ever want to find the culprit
that remains the object of their long relentless quest
the obsession’s in the chasing and not the apprehending
the pursuit you see and never the arrest’

Where are our heads? At first glance, a lot of us appear to prefer to occupy a prison of the past or an artist’s impression of the future. Closer inspection (or introspection, in fact) should reveal that both of  these concepts are existent only and entirely in the present. The past is no more a cause of the present than the ship’s wake (to borrow an analogy used by Alan Watts) is the cause of the present position of the ship. That’s not to say that the idea of the past does not have use. Without it, “here” would have no meaning’, we would not know that there is such as thing as the present. Nor would we be able to construct the idea of a future. Our sense of agency, of acting in the world, is reliant on the coming together of these three ideas?

Acknowledging ‘what is’ is a principle that runs through all other, or further, aspects of PD, and represents a fundamental commitment to mindfulness of practice. Notice, suspend judgement and… let go.

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I have been turning my mind lately to what could, or should, be central and unifying concepts that represent what we mean by Personal Development here at Henley.

Earlier posts on this blog have rehearsed some antecedents, but inspired by a seemingly inexhaustable parade of “lists” that form a daily digest of reading in popular management magazines and blogs, I really wanted to have a go at a compilation of my own. People do seem to feel at home with lists, and who can blame them? (it’s probably just a matter of time before there’s an an article published with the title “the five benefits for leaders of making lists”…)

So over the coming weeks, dear reader, look out for six intermittently posted attempts to give food for thought for your own management development and management practice.

First, this post names all six principles. I take these to be pre-requisites for Personal Development, though all of them are also activities for practice. There will be other activities, particularly related to career development, work-life balance and academic achievement, that complement these six things, but philosophically they are my starting points.

1. Acknowledge things, without judgement, as they are

2. Seek out, and pay attention to ‘difference’

3. Engage in dialogue

4. Practice awareness of the whole, not the parts

5. Align personal purpose and the purpose of business

6.  Use the logic of metaphor

The first on this list will form the topic in the next posting.

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